rashed86
عضو نشط
- التسجيل
- 20 يناير 2011
- المشاركات
- 128
انا من كم يوم طلع في حسابي شركتين اسهم بس بدون اسماء وبدون اي شي
N/A 5631 0.00 -- 0.00 0.00 -- -- --
N/A 28 0.00 -- 0.00 0.00 -- -- --
زي ما تشوفون مالها اسم ولا شي ..اللي طالع بس كمية الاسهم.
راسلتهم استفسر وردو لي هذا الرد
ياليت احد يفهمني
Thank you for your inquiry concerning the restricted shares resulting . Each security was marked by the issuer with a restriction that prohibits the sale of the stock until it is removed. Normally this is a Rule 144 restriction. Specific paperwork is required to clear this restriction. This e-mail will provide the links to the necessary paperwork and additional instructions. The value of the shares will not reflect on-line until the restriction is removed.
Government regulations vary for clearing the Rule 144 restriction depending on whether shareholders are considered Affiliates or Non-Affiliates of the stock issuing company. An affiliate is generally identified as someone owning 10% or more of any class of stock for an issuing company, is an officer or director for the issuer, has access to material, non-public information concerning the company, or lives at the same address as someone who is an affiliate of the stock issuer.
Non-affiliated clients must have at least $500 in Available funds in the account, above the value of the restricted shares, to process the removal. Affiliated clients must have margin trading approval and a minimum of $2,000. This is needed to cover the $50 processing fee from TD Ameritrade plus possible fees from the transfer agent and from the stock issuing company¿s attorney that will provide the legal opinion required to remove the Rule 144 restriction.
Affiliated shareholders can click the Rule 144 for Affiliates link for the required documents. Non-affiliated shareholders can click Rule 144 for non-Affiliates. Each of these links will provide guidelines for you to use and keep for your records, a pledge concerning your status that must be returned, and a restricted stock questionnaire that must also be returned. Please ensure that all questions on the returned forms are answered to avoid delays in processing. Documents should be mailed to:
TD Ameritrade
Attn: Cage/Restricted
1005 N. Ameritrade Place
Bellevue, NE 68005.
You will also need to complete an Irrevocable Stock/Bond Power to allow TD Ameritrade to process the new certificate without the restriction once it is received.
The original signature is required on these documents so fax and e-mail attachments are not accepted.
In some situations margin trading may be required by the transfer agent or attorney. You can click the Margin Options/Upgrade Form link if this form is required. This can be mailed, faxed to 816-243-3769, or returned as an attachment to a secure e-mail from the Message Center of your account.
Please note the 144 documents are used only to clear this specific restriction. If the security is restricted for any other reason, please reply to this e-mail or call the number above for additional information. Investor Relations for the issuing company can advise on the type of restriction.
Please reply to this e-mail or call a Restricted Stock Specialist at 888-723-8504, Option 7 weekdays, excluding market holidays, between 9:00 AM and 5:30 PM Eastern time if you have other questions. Thank you for choosing TD AMERITRADE.
At your service I am,
Mark Cowan
Apex Safekeeping and Restricted Stock, TDA
Division of TD Ameritrade, Inc.
N/A 5631 0.00 -- 0.00 0.00 -- -- --
N/A 28 0.00 -- 0.00 0.00 -- -- --
زي ما تشوفون مالها اسم ولا شي ..اللي طالع بس كمية الاسهم.
راسلتهم استفسر وردو لي هذا الرد
ياليت احد يفهمني
Thank you for your inquiry concerning the restricted shares resulting . Each security was marked by the issuer with a restriction that prohibits the sale of the stock until it is removed. Normally this is a Rule 144 restriction. Specific paperwork is required to clear this restriction. This e-mail will provide the links to the necessary paperwork and additional instructions. The value of the shares will not reflect on-line until the restriction is removed.
Government regulations vary for clearing the Rule 144 restriction depending on whether shareholders are considered Affiliates or Non-Affiliates of the stock issuing company. An affiliate is generally identified as someone owning 10% or more of any class of stock for an issuing company, is an officer or director for the issuer, has access to material, non-public information concerning the company, or lives at the same address as someone who is an affiliate of the stock issuer.
Non-affiliated clients must have at least $500 in Available funds in the account, above the value of the restricted shares, to process the removal. Affiliated clients must have margin trading approval and a minimum of $2,000. This is needed to cover the $50 processing fee from TD Ameritrade plus possible fees from the transfer agent and from the stock issuing company¿s attorney that will provide the legal opinion required to remove the Rule 144 restriction.
Affiliated shareholders can click the Rule 144 for Affiliates link for the required documents. Non-affiliated shareholders can click Rule 144 for non-Affiliates. Each of these links will provide guidelines for you to use and keep for your records, a pledge concerning your status that must be returned, and a restricted stock questionnaire that must also be returned. Please ensure that all questions on the returned forms are answered to avoid delays in processing. Documents should be mailed to:
TD Ameritrade
Attn: Cage/Restricted
1005 N. Ameritrade Place
Bellevue, NE 68005.
You will also need to complete an Irrevocable Stock/Bond Power to allow TD Ameritrade to process the new certificate without the restriction once it is received.
The original signature is required on these documents so fax and e-mail attachments are not accepted.
In some situations margin trading may be required by the transfer agent or attorney. You can click the Margin Options/Upgrade Form link if this form is required. This can be mailed, faxed to 816-243-3769, or returned as an attachment to a secure e-mail from the Message Center of your account.
Please note the 144 documents are used only to clear this specific restriction. If the security is restricted for any other reason, please reply to this e-mail or call the number above for additional information. Investor Relations for the issuing company can advise on the type of restriction.
Please reply to this e-mail or call a Restricted Stock Specialist at 888-723-8504, Option 7 weekdays, excluding market holidays, between 9:00 AM and 5:30 PM Eastern time if you have other questions. Thank you for choosing TD AMERITRADE.
At your service I am,
Mark Cowan
Apex Safekeeping and Restricted Stock, TDA
Division of TD Ameritrade, Inc.